Gut-brain axis and ADHD
With 100 million neurons, the intestinal nervous system contains about as many as the spinal cord. Both are therefore independent nervous systems.
Most intestinal nervous system neurons are located in:1
- Plexus myentericus Auerbach (in the muscle wall)
- Plexus submucosus Meissner (adjacent to the mucosa).
Influence specialized neurons of the intestinal nervous system (promoting or inhibiting depending on the transmitter and receptor):1
- Motor skills (different movement patterns)
- Secretion (water, electrolytes, hormones)
- Perfusion (vascular tone, stimulating (vasodilation) or inhibiting (vasoconstriction) blood flow)
- Resorption
- Signal substance formation
The gut-brain axis plays a role in brain development, particularly in infancy, early childhood and childhood.2 The mother’s microbiome, the type of birth and the environment influence the child’s microbiome. Breastfeeding and a healthy diet provide the child’s gut with important probiotic elements, while antibiotics can disrupt the intestinal flora. The intestinal flora also influences neurogenesis.2 Microbiota are necessary for normal stress response, anxiety-like behaviors, social behavior and cognition and regulate the homeostasis of the central nervous system via immune function and the integrity of the blood-brain barrier3
Stress can have a significant impact on the gut-brain axis.4
- 1. Gut-brain axis
- 2. Gut bacteria as a possible causal cause of ADHD?
- 3. Microbiome and short-chain fatty acids (SCFA) in ADHD
- 4. Gut microbiota in ADHD
- 5. Gut microbiota similar in ADHD and ASD
- 6. Urinary microbiota in ADHD
- 7. Intestinal flora and stress
1. Gut-brain axis
Trillions of microorganisms (“microbiota”) live in the human body, which together with their genome are called the “microbiome”. The microbiome includes bacteria, archaea, fungi, viruses and protozoa. The microbiota of the digestive tract comprises more than 100 trillion microorganisms from 300-3000 different species. Together, these have over 200 times as many genes as humans.5
The composition of the microbiome is different for every person and is constantly changing.
Intestinal bacteria mainly include the six major phyla:5
- Bacteroidetes (dominant)
- Proteobacteria (dominant)
- Actinomycetes
- Verrucomicrobia
- Fusobacteria.
A graphic representation of the systematics of bacteria can be found in Checa-Ros et al..
The gut microbiome has far-reaching interactive effects on the human body:5
- gastrointestinal
- Metabolism
- Nutrient intake
- Carbohydrates
- Proteins
- Bile acid
- Vitamins
- other bioactive compounds
- non-gastrointestinal (especially during the child’s developmental period and then irreversibly, already prenatally through the maternal microbiome)
- Brain development
- Maturation of the immune system
- Maturation of the neuroendocrine system
The communication of the gut-brain axis is bidirectional. The brain influences the motor, sensory and secretory functions of the gastrointestinal tract top-down via efferent fibers of the vagus nerve. The gut influences the function of the brain bottom-up, in particular the amygdala and hypothalamus, via the afferent vagal fibers6
Intestinal bacteria (intestinal microbiome, intestinal flora) influence the nervous system via various mechanisms:7
- Metabolic / neuroendocrine pathway:65
- Immune system pathway: Circulating cytokines65
- by changing the HPA axis activity10
- Nerve pathway5
Bacteria can synthesize neurotransmitters and hormones and react to them:6
Bacterium | Dopamine (DA) | Noradrenaline (NE) | Serotonin (5-HT) | GABA | Acetylcholine (ACh) | Histamine (Hist) | Other influences |
---|---|---|---|---|---|---|---|
Bacillus species | produce DA1314 | produce NE1314 | |||||
Bacillus cereus | produce DA7 | ||||||
Bacillus mycoides | produce DA7 | produce NE7 | |||||
Bacillus subtilis | produce DA7 | produce NE7 | |||||
Bifidobacterium species | produce precursors of dopamine5 | produce GABA1314 | |||||
Bifidobacterium adolescentis | produce GABA7 | ||||||
Bifidobacterium angulatum | produce GABA7 | ||||||
Bifidobacterium dentium | produce GABA7 | ||||||
Bifidobacterium infantis | produce GABA7 | ||||||
Candida | produce 5-HT14 | ||||||
Cirobacter freundii | produce Hist7 | ||||||
Enterobacter spp. | produce Hist7 | ||||||
Enterococcus | convert L-dopa into DA15 | produce 5-HT1314 | |||||
Escherichia | produce DA713 14 | produce NE147 | produce 5-HT1416 7 | ||||
Hafnia alvei (NCIMB, 11999) | produce DA7 | produce 5-HT167 | produce Hist7 | ||||
Klebsiella pneumoniae (NCIMB, 673) | produce DA7 | produce 5-HT167 | produce Hist7 | ||||
L. lactis subsp. lactis (IL1403) | produce 5-HT16 | ||||||
Lactobacillus species | produce GABA1314 | produce ACh1314 | |||||
Lactobacillus brevis (DPC6108) | produce GABA7 | ||||||
Lactobacillus buchneri (MS) | produce GABA7 | ||||||
Lactobacillus delbrueckiisubsp. bulgaricus (PR1) | produce GABA7 | ||||||
Lactobacillus hilgardii | produce Hist7 | ||||||
Lactobacillus mali | produce Hist7 | ||||||
Lactobacillus plantarum (FI8595) | produce 5-HT167 | (ATCC14917) produce GABA7 | produce ACh7 | produce Hist7 | |||
Lactobacillus reuteri (100-23) | produce GABA7 | ||||||
Lactobacillus rhamnosus (JB-1) | produce GABA7; for GABA receptors see * | see ** | |||||
Lactococcus lactis subsp. cremoris (MG 1363) | produce 5-HT167 | produce Hist7 | |||||
Lactococcus lactis subsp. lactis (IL1403) | produce Hist7 | ||||||
Monasmus purpureus (CCRC 31615) | produce GABA7 | ||||||
Morganella morganii (NCIMB, 10466) | produce DA7 | produce 5-HT167 | produce Hist7 | ||||
Oenococcus oeni | produce Hist7 | ||||||
Pediococcus parvulus | produce Hist7 | ||||||
Proteus vulgaris | produce DA7 | produce NE7 | |||||
Saccharomyces | produce NE14 | ||||||
Serratia | produce DA14 | ||||||
Serratia marcescens | produce DA7 | produce NE7 | |||||
Staphylococcus aureus | produce DA7 | ||||||
Streptococcus | produce 5-HT1314 | ||||||
Streptococcus thermophilus (NCFB2392) | produce 5-HT167 | produce Hist7 | |||||
Streptococcus salivarius subsp. thermophilus (Y2) | produce GABA7 | ||||||
* Altered the expression of GABA receptors in the brain via the vagus nerve12; GABA-B1b receptor mRNA increased in the cortex (cingulate and prelimbic), decreased in the hippocampus, amygdala and locus coeruleus, GABA-Aα2 mRNA reduced in the PFC and amygdala, increased in the hippocampus.
** Reduced stress-related corticosterone secretion12; reduced anxiety- and depression-related behavior12
The production of dopamine, noradrenaline and serotonin in intestinal neurons does not mean that the neurotransmitters transported in this way reach the brain.
- Blood-brain barrier
Acetylcholine can cross the blood-brain barrier. However, dopamine, noradrenaline, serotonin and GABA cannot, which means that these latter neurotransmitters produced in the gut do not directly change the levels in the brain. - Axonal transport
We wonder whether neurotransmitters synthesized via the vagus nerve in the gut could be transported to the brain. So far there is no evidence for this. However, there is evidence that nerve fibers of the vagus nerve contain dopamine.17 Furthermore, peripheral nerves such as the vagus nerve can transport nanoparticles into the brain.18 Synuclein can also be transported from the body into the brain via nerves, which may be interesting for the question of the development of Parkinson’s disease.19 In cohort studies, a truncal vagotomy showed a significant protective effect against Parkinson’s disease.2021 - Influencing the prodrug balance
Even if peripherally synthesized or released dopamine, noradrenaline or serotonin from intestinal bacteria could not be directly introduced into the brain via the blood-brain barrier, intestinal bacteria have an influence on the blood level of precursors that can cross the blood-brain barrier. Consequences are that the blood level of the precursors could influence the amount of neurotransmitters synthesized from them in the brain. For example, a slight increase in Bifidobacterium in the gut, as found in ADHD, is associated with increased production of cyclohexadienyl dehydratase, which is a precursor to phenylanaline, which is a precursor to dopamine. At the same time, the increase in Bifidobacterium is thought to be associated with reduced reward anticipation, suggesting reduced dopamine levels in the striatum.22 How these two seemingly contradictory pathways fit together is not yet clear to us.
If the vagus nerve, which connects the intestinal nervous system with the brain, is surgically interrupted (vagotomy), this causes behavioral changes:4
- Increase in psychiatric disorders
- neurogenic bowel disorders more common23
- reduced locomotor activity during the dark phase of rodents
- elevated noradrenline blood plasma levels
- basal
- after immobilization stress
- reduced proliferation and survival of newborn cells, reduced number of immature neurons
- Activation of microglia in the dentate gyrus of the hippocampus
Influence vagal afferents:4
- anxiety-like and anxiety-related behavior
- Left-right discrimination and reverse learning
- sensorimotor gating (pre-pulse inhibition)
- Attention control
- for associative learning
- with conditioned taste aversion
- gene expression in the nucleus accumbens
- the effects of L. reuteri on the social behavior of autism mouse models (improvement is prevented by vagotomy)
Vagus nerve stimulation influences / works for:4
- the regulation of mood
- the perception of pain (chronic pain)
- Crohn’s disease
- certain epilepsies
- increases neurogenesis in the hippocampus of adults
- modulates the release of noradrenaline, 5-HT and dopamine in brain regions associated with anxiety and depression
- increases the expression of BDNF in the hippocampus, which improved depression-like behaviors in animals with chronic immobilization stress
- influences the reward behavior of mice
Treatment options for microbiota problems are probiotics and fecal transplants.
2. Gut bacteria as a possible causal cause of ADHD?
One study found evidence of a causal relationship between gut bacteria and ADHD.24 (Note: Even if causality were confirmed, it should be assumed that this is only one of many different possible ways in which ADHD can develop and would therefore not apply to all people with ADHD)
One study found that mice whose guts were contaminated with gut bacteria from people with ADHD had structural changes in the brain (white matter, gray matter, hippocampus, internal capsule), decreased connectivity between motor and visual cortices right in the resting state, and higher anxiety than mice in which gut bacteria from people without ADHD were used.25
A single case study reported an improvement in ADHD symptoms in a young woman with gut bacteria replacement related to a recurrent Clostridioides difficile infection.26
Taxonomic differences were found in the microbiota of adolescents and young adults with ADHD compared to healthy controls:22
- An abundance of actinobacteria was found in persons with ADHD
- the capacity of the intestinal microbiome to produce monoamine precursors (phenylalanine) was increased
- the abundance of cyclohexadienyl dehydratase (CDT) genes in the microbiome involved in phenylalanine production correlated negatively with reward anticipation responses in the ventral striatum (with ventral striatum activation for reward anticipation being reduced in ADHD)
Gut microbiome and dopamine
- The gut microbiome influences dopamine levels in the PFC and striatum of rodents5
- A slight increase in Bifidobacterium in the gut, as found in ADHD, is thought to be associated with increased production of cyclohexadienyl dehydratase, which is a precursor to phenylanaline, which is a precursor to dopamine. At the same time, the increase in Bifidobacterium is thought to be associated with reduced reward anticipation, suggesting reduced dopamine levels in the striatum.22 How these two seemingly contradictory pathways fit together is not yet clear to us.
- Gut microbiome composition correlates with impulsivity, increased striatal D1R and decreased D2R with increasing susceptibility to alcohol dependence27
- Intestinal inflammation can impair the dopamine metabolism28
- An infection with Citrobacter rodentium triggers an inflammatory bowel disease in mice. This affected not only the intestinal microbiota but also the brain dopamine metabolism. An additional administration of MPTP (a precursor of the neurotoxin 1-methyl-4-phenylpyridinium (MPP+), which can trigger Parkinson’s symptoms by damaging dopaminergic neurons) compared to the administration of Citrobacter rodentium or MPTP alone:
- worsened behavioral performance
- increased dopaminergic degeneration and overactivation of glial cells in the nigrostriatal signaling pathway
- increased the expression of TLR4 and NF-κB p65 in the colon and striatum
- increased the expression of pro-inflammatory cytokines.
- An infection with Citrobacter rodentium triggers an inflammatory bowel disease in mice. This affected not only the intestinal microbiota but also the brain dopamine metabolism. An additional administration of MPTP (a precursor of the neurotoxin 1-methyl-4-phenylpyridinium (MPP+), which can trigger Parkinson’s symptoms by damaging dopaminergic neurons) compared to the administration of Citrobacter rodentium or MPTP alone:
3. Microbiome and short-chain fatty acids (SCFA) in ADHD
The primary functions of the microbiota include29
- Protection against pathogens by increasing mucus production and thus stabilizing the intestinal-blood barrier
- Support for the immune system
- Production of vitamins
- Production of short-chain fatty acids (SCFAs) from indigestible carbohydrates (“dietary fiber”).
A low-fiber diet reduces SCFA levels, as do antibiotics.
Short-chain fatty acids are:
Abbreviation of the fatty acid | Trivial name | Systemic name | Trivial name salt/ester | Systemic name salt/ester | Chemical formula | Typical plasma value30 |
---|---|---|---|---|---|---|
C1:0 (no SCFA) | Formic acid | Methanoic acid | Formates | Methanoates | HCOOH | |
C2:0 | Acetic acid | Ethanoic acid | Acetates | Ethanoates | CH3COOH | 64 μM |
C3:0 | Propionic acid | Propanoic acid | Propionates | Propanoates | CH3CH2COOH | 2.2 μM |
C4:0 | Butyric acid | Butanoic acid | Butyrate | Butanoate | CH3(CH2)2COOH | 0.54 μM |
C4:0 | Isobutyric acid | 2-Methylpropanoic acid | Isobutyrate | 2-Methylpropanoate | (CH3)2CHCOOH | 0.66 μM |
C5:0 | Valeric acid | Pentanoic acid | Valerate | Pentanoate | CH3(CH2)3COOH | 0.18 μM |
C5:0 | Isovaleric acid | 3-Methylbutanoic acid | Isovalerate | 3-Methylbutanoate | (CH3)2CHCH2COOH | 0.40 μM |
C6:0 | Caproic acid | Hexanoic acid | Capronate | Hexanoate | CH3(CH2)4COOH | 0.34 μM |
In humans, acetates, propionates and butyrates make up 95% of SCFA, in a ratio of 3:1:1.4 A more recent study found other and more detailed differences, which are shown in the table above30
Studies on short-chain fatty acids found reduced SCFA blood levels in ADHD:3132
- Adults with ADHD
- Formic acid reduces
- Acetic acid reduces
- Propionic acid reduces
- Succinic acid reduced (C4H6O, an aliphatic dicarboxylic acid; food additive number E 363)
- Children with ADHD
- Formic acid lower than in adults
- Propionic acid lower than in adults
- Isovaleric acid lower than in adults
- Antibiotic medication in the last 2 years caused
- Formic acid reduces
- Propionic acid reduces
- Succinic acid reduces
- current stimulant use in children caused
- Acetic acid reduces
- Propionic acid reduces
SCFAs corrected the changes that chronic psychosocial stress caused in the gut-brain axis.33 SCFAs
- mitigated the changes in reward behavior triggered by psychosocial stress
- increased the ability to react to an acute stressor
- increased the in vivo intestinal permeability
- had an antidepressant effect
- had an anxiolytic effect
- did not influence the stress-related increase in body weight
4. Gut microbiota in ADHD
Studies found abnormalities in the intestinal flora of children with ADHD29
ADHD correlated with leaky gut, neuroinflammation and overactivated microglial cells. The colonic microbiota exhibits a pro-inflammatory shift and harbors more gram-negative bacteria that contain immune-triggering lipopolysaccharides in their cell walls.34
Adults with ADHD had lower plasma concentrations of formic, acetic, propionic and succinic acid than their healthy family members. When ADHD patients were adjusted for SCFA-influencing factors, children had lower concentrations of formic, propionic, and isovaleric acids than adults, and those who had taken more antibiotic medications in the past two years had lower concentrations of formic, propionic, and succinic acids. After adjusting for antibiotic medication, we found that among children, those currently taking stimulant medication had lower acetic and propionic acid concentrations, and adults with ADHD had lower formic and propionic acid concentrations than adult healthy family members.
Disorders of the developing gut microbiota early in life can affect neurological development and potentially lead to adverse mental health outcomes later in life.35
4.1. Reduced intestinal bacteria in ADHD
- Bacteroides coprocola (B. coprocola)36
- Bifidobacterium in the first 6 months of life37
- Butyricicoccus24
- Clostridia_UCG_014 (meta-analysis, k = 4, n = 627)38
- Coprococcus
- Anti-inflammatory34
- Desulfovibrio24
- Dial register39
- Dialister level increased after ADHD treatment
- Enterococcus40
- Convert L-dopa into dopamine15 Since L-dopa, but not dopamine, can cross the blood-brain barrier, a reduction of enterococcus in the gut should lead to more L-dopa in the brain, where it would be available as a precursor for dopamine. How this interacts is not yet clear to us.
- Eubacterium
- Eubacterium_xylanophilum_Group (meta-analysis, k = 4, n = 627)38
- Eubacterium_ruminantium_Group (meta-analysis, k = 4, n = 627)38
- Enterococcus40
- Faecalibacterium prausnitzii (also known as Faecalibacterium duncaniae)44
- anti-inflammatory34
- LachnospiraceaeNC2004group24
- Lachnospiraceae bacterium44
- Lactobacillus
- anti-inflammatory34
- Oxalobacteraceae24
4.2. Increased intestinal bacteria in ADHD
- Acidaminococcus48
- Agathobacter48
- correlated with withdrawal symptoms and depression
- Bacillota (synonym: Firmicutes)49
- Bacteroidaceae50
- Bacteroidetes49
- Bacteroides49
- Correlated with hyperactivity / impulsivity in ADHD43
- Bacteroides uniformis (B. uniformis)36
- Bacteroides ovatus (B. ovatus)
- Increase correlated with ADHD symptoms36
- Bacteroides caccae44
- Bacteroides faecis (OR: 1.09)51
- Bacteroides eggerthii correlated with PTSD (OR: 1.11), not with ADHD51
- Bacteroides thetaiotaomicron correlated with PTSD (OR: 1.11), not with ADHD51
- Bacteroides49
- Bacteroidota49
- Bifidobacterium (strain: Actinobacterium)
- Anti-inflammatory34
- Increases22
- A slight increase in Bifidobacterium in the gut is thought to be associated with increased production of cyclohexadienyl dehydratase, which is a precursor to phenylanaline, which is a precursor to dopamine. At the same time, the increase in Bifidobacterium is thought to be associated with reduced reward anticipation, which may indicate reduced dopamine levels in the striatum.22 How these two seemingly contradictory pathways fit together is not yet clear to us.
- Bifidobacterium encodes the enzyme arenate dehydratase (ADT), which is important for the production of phenylalanine. Phenylalanine can cross the blood-brain barrier and is a precursor of tyrosine, which is required for DA and NE synthesis.52 However, a small study found no systematic phenylalanine or tyrosine abnormalities in children with ADHD.53
- Clostridiales (as an order)54
- Desulfovibrio (genus)54
- Eisenbergiella (meta-analysis, k = 4, n = 627)38
- Eggerthella42
- Eubacteriumhalliigroup24
- Flavonifractor
- Pro-inflammatory34
- Neisseriaceae 50
- Neisseria spec.50
- Odoribacter (Metastuie, k = 2)42
- Different a study according to which Odoribacter were reduced40
- Odoribacter splanchnicus40
- Paraprevotella xylaniphila40
- Phascolarctobacterium48
- Prevotella_2,48
- Proteobacteria (Phylum)48
- Roseburia2448
- anti-inflammatory34
- Ruminococcus gnavus48
- correlated with rule-breaking behavior
- Ruminococcus torques Group (meta-analysis, k = 4, n = 627)38; 24
- Sutterella stercoricanis (S. stercoricanis)
- Veillonella parvula40
- Veillonellaceae40
No significant difference was found in the alpha diversity of gut bacteria in ADHD.4041
75 infants were randomly assigned to receive either Lactobacillus rhamnosus GG or a placebo in the first 6 months of life. After 13 years, ADHD or ASD was found in 17% of the placebo group and none in the probiotic group. Bifidobacteria in the intestinal microbiome of the children with ADHD were significantly reduced in the first 6 months of life.5556
A study of urine and fecal samples using 1H nuclear magnetic resonance spectroscopy and liquid chromatography-mass spectrometry found gender-specific patterns in the metabolic phenotype in ADHD57
- Urine profile
- Hippurate (a product of microbial host co-metabolism that can cross the blood-brain barrier)
- increased (men only)
- correlated negatively with IQ (in men)
- correlated with fecal metabolites associated with microbial metabolism in the gut.
- Hippurate (a product of microbial host co-metabolism that can cross the blood-brain barrier)
- Fecal profile (independent of ADHD medication, age and BMI)
- Stearoyl-linoleoyl-glycerol increased
- 3,7-Dimethylurate increased
- FAD increased
- Glycerol-3-phosphate reduced
- Thymine reduced
- 2(1H)-quinolinone reduced
- Aspartate reduced
- Xanthine reduces
- Hypoxanthine reduces
- Orotate reduced
4.3. Alpha diversity
Study results on the alpha diversity of the gut microbiota in ADHD are inconsistent.
The majority of studies do not appear to show increased alpha diversity.
We will collect study results on this topic here.
A meta-analysis (k = 4, n = 619 adults) found no change in alpha diversity in ADHD.38
A study of n = 73 subjects found significantly lower gut microbiota diversity in ADHD, with significantly lower α-diversity indices (Shannon index, observed species, Faith PD index) and a trend towards significance of β-diversity (weighted UniFrac).58
4.4. Beta diversity
Study results on beta diversity of the gut microbiota in ADHD are inconsistent.
The majority of studies do not appear to show increased beta diversity.
We will collect study results on this topic here.
A meta-analysis (k = 4, n = 619 adults) found a significant correlation between beta diversity and ADHD in 3 of the 4 studies.38
A study of n = 73 subjects found significantly lower gut microbiota diversity in ADHD, with significantly lower α-diversity indices (Shannon index, observed species, Faith PD index) and a trend towards significance of β-diversity (weighted UniFrac).58
5. Gut microbiota similar in ADHD and ASD
The gut microbiota in ADHD and ASD are quite similar in both alpha and beta diversity and differ significantly from non-affected individuals.
In addition, a subgroup of ADHD and ASD cases had increased levels of lipopolysaccharide-binding protein, which positively correlated with interleukin IL-8, IL-12 and IL-13, compared to non-affected children. This suggests an intestinal barrier disorder and immune system dysregulation in a subgroup of children with ADHD or ASD.59
Germ-free mice that received a fecal transplant from persons with ADHD subsequently showed60
- characteristic autistic behaviors
- alternative splicing of ASD-relevant genes in the brain
When ASD model mice received appropriate microbial metabolites, this improved the behavioral abnormalities and modulated neuronal excitability in the brain.60
6. Urinary microbiota in ADHD
A study of the urinary microbiome in ADHD found:61
- a lower alpha diversity in the urine bacteria of the ADHD group
- reduced Shannon and Simpson indices (p < 0.05)
- significant differences in beta diversity
- were common with ADHD:
- Phyla Firmicutes
- Actinobacteriota
- Ralstonia (genus)
- Afipia (genus)
- less frequently with ADHD:
- Phylum Proteobacteria
- Corynebacterium (genus)
- Peptoniphilus (genus)
- Afipia correlated significantly with the Child Behavior Checklist Attention Problems score and the DSM-oriented ADHD subscale
7. Intestinal flora and stress
Microbiota are necessary for normal stress response, anxiety-like behaviors, social behavior and cognition and regulate central nervous system homeostasis via immune function and blood-brain barrier integrity3
The vagus nerve and HPA axis influence each other.
Vagal nerve stimulation4
- increased the expression of CRF mRNA in the hypothalamus of rodents
- markedly increased the plasma levels of ACTH and corticosterone
In animal models, psychological stress increased the permeability of the intestine and caused a relocation of intestinal bacteria into the host. The activation of the immune response due to exposure to bacteria and bacterial antigens beyond the epithelial barrier causes proinflammatory cytokine secretion and ultimately activates the HPA axis.62
The gut microbiome is essential for the development and function of the HPA axis (stress axis).635
Germ-free reared mice show an exaggerated HPA axis response and reduced sensitivity to negative feedback signals. Bifidobacterium infantis given early reversed this response.5
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